Internal Audit Director - Risk Management (Capital Planning) at Morgan Stanley
Interview Preparation Plan
As an Internal Audit Director - Risk Management (Capital Planning) at Morgan Stanley, you will play a crucial role in assessing and strengthening the firm's capital planning processes. This position involves leading assurance activities related to firmwide capital planning, including risk identification, scenario design, stress loss projections, and risk reporting for both U.S. and EMEA operations. You will provide an independent and well-informed view on the most important risks facing the firm, contributing to the continual improvement of risk management processes. This role requires a deep understanding of audit principles, methodologies, and tools, coupled with advanced knowledge of global markets and regulations pertinent to capital planning and stress testing. You will be responsible for formulating and leading a wide range of assurance activities, proactively identifying emerging risks, and articulating actionable insights to senior management. Collaboration with global stakeholders and effective project management will be key to success, ensuring that audit deliverables align with department priorities and quality standards.
Key Responsibilities
- Lead assurance activities related to firmwide Capital Planning, including risk identification, scenario design, stress loss projections, and risk reporting.
- Assess risks within the Capital Planning risk management area and the state of controls in place to mitigate them.
- Proactively identify emerging risks and factor them into assurance coverage.
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